A robust information security program is necessary for effective business operations and continuity, regulatory compliance and risk management. A security program includes administrative controls (institutional policy, procedures, protocols, documentation, training), technical controls (software and hardware) and physical controls (secure physical access to systems and data) to help protect institutional information and research data.
This documentation maps relevant information security and privacy controls to the institutional information and research data categories established in the Information Security Policy.
The user of every device connected to the campus network or that stores or transmits institutional information and research data is responsible for adherence to security control standards.
Per the Information Security Policy, all information technology resources, regardless of ownership, that contain institutional information or research data must have the following foundational information security controls in place and functioning:
Alternative, but equally effective, controls may be substituted in accordance with the exception process. Additional controls may be required based on the categorization of the information or data, the nature of the information technology resource, the applicable regulatory or contractual requirements, or other risk management calculations.
NIST Special Publication 800-53 is the collection of controls referenced in the Information Security Policy. These security and privacy controls apply to an environment based on its overall categorization (Low, Moderate, High) and risk assessment.
The university provides certain services, such as the UMass Amherst Data Center, Active Directory, etc., to assist areas in complying with many of these controls.
The table below is an overview of the twenty control families in NIST 800-53.
Identifier |
Control Family | Identifier | Control Family |
AC |
Access Control | MP | Media Protection |
AT |
Awareness and Training | PA | Privacy Authorization |
AU |
Audit and Accountability | PE | Physical and Environmental Protection |
CA |
Assessment, Authorization, and Monitoring | PL | Planning |
CM |
Configuration Management | PM | Program Management |
CP |
Contingency Planning | PS | Personnel Security |
IA |
Identification and Authentication | RA | Risk Assessment |
IP |
Individual Participation | SA | System and Services Acquisition |
IR |
Incident Response | SC | System and Communications Protection |
MA |
Maintenance | SI | System and Information Integrity |